Ethics and financial practice: CPD

March 4, 2019

The recent Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) highlighted numerous situations in which best practice – and arguably, an ethical approach to financial advice – was absent.

This article, the first of a series of five brought to you by Grant Samuel Funds Management, will examine the adviser’s duty of care under law and the new FASEA standards, as well as good business practice.

CPD: Ethics and financial practice

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