On 1 January 2020, FASEA’s Code of Ethics became enforceable by law, requiring advisers to comply with its 12 detailed standards.

This article, proudly sponsored by GSFM, examines the importance of upholding these standards and how the provision of inadequate financial advice can lead to breaches.

Reading this article and completing the CPD quiz provides one hour (1.0) of Ethics CPD.

Click here.

Tracey Franks GSFM Adviser

The views expressed are her own and do not consider the circumstances of any investor.