In today’s complex financial landscape, seeking guidance from a professional financial adviser has become increasingly important. This latest ethics article, which GSFM is proud to sponsor, examines the relationship between an SOA (and its new form under QAR), informed consent and ethical advice practices.
By reading the article and completing the CPD quiz, you can earn 0.75 ethics CPD.
News & Insights
Client first: Ethics and best interests
When providing financial advice, acting in a client’s best interests isn’t just a regulatory requirement,
A spotlight on fixed income investments
In today’s market, there’s a broad range of fixed income funds available, including ETFs and
Asian equities – from headwinds to tailwinds
As developed markets – notably the US – achieve new highs, Asian equities have been
Ethics and referrals
Most financial advice practices have referral partners from which they send or receive business. They