CPD: Managing ethics and referral or outsource partners

It’s a rare financial advice practice that doesn’t have referral partners that they send business to or receive business from. Advisers using third-party outsource providers for non-client-facing elements of their service offering is also common. This article examines advisers’ obligations with respect to those relationships and the Code of Ethics.

Click here to read the article and complete the CPD quiz for 0.75 ethics CPD.